New Legal and Regulatory Terrain for ERM 2015

Outlook for Companies and Risk Managers
March 20, 2015
Loyola University Chicago
The School of Law and The Quinlan School of Business
Center for Risk Management

Water Tower Campus
Corboy Law Center, Kasbeer Hall
25 East Pearson Street
Chicago, IL

Engage

with risk managers, legal experts, risk consultants and academics on reform regulation and challenges/ opportunities through implementation.

Discover

how recent regulatory reforms will advance the role of risk managers and experts advising them.

Apply

emerging practices designed to help risk managers in fulfilling their responsibilities.

ABOUT THE PROGRAM
PROGRAM AGENDA

Time Description
8:30-8:55 Registration
8:55-9:00 Welcome Opening Remarks
9:00-10:00 Why This CRO Sleeps Well At Night
Keynote: Jeffrey D. Cohodes, EVP and Chief Risk Officer, Northern Trust
10:00-10:15 Break
10:15-11:30 ERM After the Financial Crisis
Moderator: andré douglas pond cummings, Interim Dean and Professor of Law, Indiana Tech Law School
Panelist:
Nadelle Grossman, Associate Professor of Law, Marquette University Law School
Cheryl L. Wade, Professor of Law, St. John’s University School of Law
Dr. Colleen Baker, Lecturer, College of Business, University of Illinois Urbana-Champaign
11:30–12:15 Enhanced Prudential Standards: Impact on Banks, Non-Financial Companies and the Capital Markets
Moderator:Robert J. Graves, Partner, Jones Day
Panelist:
Lisa M. Ledbetter, Partner, Jones Day
Marc Baum, General Counsel and Chief Administrative Officer, Serengeti Asset Management
James I. Kaplan, Partner, Quarles & Brady
12:15-1:15 Supervision Matters: How Heightened Standards Get Operationalized
Luncheon Keynote: Martin Pfinsgraff, Senior Deputy Comptroller for Large Bank Supervision, Office of the Comptroller of the Currency, U.S. Department of the Treasury
1:15-1:30 Break
1:30-2:45 The Risk Committee and CRO: The Role of Ethics in Meeting Regulatory Compliance
Moderator: John Boatright, Director, Center for Social Enterprise and Responsibility, Loyola University Chicago
Panelists:
Steven A. Ramirez, Director, Business law, Loyola University Chicago, School of Law
Michael Neus, Managing Partner & General Counsel, Perry Capital LLC
Ann Marley Chilton, Global Compliance Officer and Regional Managing Attorney for US/Canada, ERM (Environmental Resources Management)
Charles W. Murdock, Professor and Loyola Faculty Scholar, Loyola University Chicago, School of Law
2:45-3:00 Break
3:00-4:15 Outlook for ERM: Perspectives from Financial Firm Executives and Markets Experts
Moderator: Serhat Cicekoglu, Director, Center for Risk Management Loyola University Chicago, Quinlan School of Business
Panelists:
Kristen N. Pate, Sr. Assistant General Counsel, General Growth Properties
Melissa Sexton, Executive Director, Product and Investment Risk, Morgan Stanley Wealth Management
Adam H. Litke, Chief Risk Strategist and Head of Enterprise Risk Services, Bloomberg LLP
Kreg S. Weigand, Partner, KPMG
Patrick D. Hughes, Senior Director & Insurance Regulatory Practice Leader, Alvarez & Marsal Insurance and Risk Advisory Services
4:15-4:45 Solvency II Underway in Europe: Case Story
Presenter: Peter Skjodt, International Advisor, Danish Insurance Association
4:45-5:30 Risk-Based Capital and Related Requirements: How is Regulation YY Simply Basel Principles Brought Ashore?
Moderator: Serhat Cicekoglu, Director, Center for Risk Management Loyola University Chicago, Quinlan School of Business
Panelists:
Peter Skjodt, International Advisor, Danish Insurance Association
Ben Lum, Risk Management Professional, Investment Banking
5:30-6:45 Reception

SESSION LEADERS
  1. Marc Baum
    General Counsel and
    Chief Administrative Officer
    Serengeti Asset Management
    New York, NY
  2. Dr. Colleen Baker
    Lecturer
    College of Business, University of Illinois
    Urbana-Champaign
    Champaign, IL
  3. John Boatright
    Director,
    Center for Social Enterprise
    and Responsibility
    Loyola University Chicago
    Quinlan School of Business
    Chicago, IL
  4. Ann Marley Chilton
    Global Compliance Officer and
    Regional Managing Attorney for US/ Canada
    ERM
    (Environmental Resources Management)
    Austin, TX
  5. Serhat Cicekoglu
    Director,
    Center for Risk Management
    Loyola University Chicago
    Quinlan School of Business
    Chicago, IL
  6. Jeffrey D. Cohodes
    Executive Vice President
    Chief Risk Officer
    Northern Trust
    Chicago, IL
  7. andré douglas pond cummings
    Interim Dean and Professor of Law
    Indiana Tech Law School
    Fort Wayne, IN
  8. Robert J. Graves
    Partner
    Jones Day
    Chicago, IL
  9. Nadelle Grossman
    Associate Professor of Law
    Marquette University Law School
    Milwaukee, WI
  10. Donna M. Howe
    CEO & Founder
    Windbeam Risk Analytics LLC
    Boston, MA
  11. Patrick D. Hughes
    Senior Director & Insurance
    Regulatory Practice Leader
    Alvarez & Marsal Insurance and
    Risk Advisory Services
    Chicago, IL
  1. Lisa M. Ledbetter
    Partner
    Jones Day
    Washington, D.C.
  2. Adam H. Litke
    Chief Risk Strategist and Head of
    Enterprise Risk Services
    Bloomberg LLP
    New York, NY
  3. Ben Lum
    Risk Management Professional
    Investment Banking
    Chicago, IL
  4. Charles W. Murdock
    Professor and Loyola Faculty Scholar
    Loyola University Chicago
    School of law
    Chicago, IL
  5. Michael Neus
    Managing Partner &
    General Counsel
    Perry Capital LLC
    New York, NY
  6. Kristen N. Pate
    Sr. Assistant General Counsel
    General Growth Properties
    Chicago, IL
  7. Martin Pfinsgraff
    Senior Deputy Comptroller
    for Large Bank Supervision
    Office of the Comptroller of the Currency 
    U.S. Department of the Treasury
    Washington, D.C.
  8. Steven A. Ramirez
    Director,
    Business Law Center
    Loyola University Chicago
    School of Law
    Chicago, IL
  9. Melissa Sexton
    Executive Director
    Product and Investment Risk
    Morgan Stanley Wealth Management
    New York, NY
  10. Peter Skjodt
    International Advisor
    Danish Insurance Association
    Copenhagen, Denmark
  11. Cheryl L. Wade
    Professor of Law
    St. John’s University School of Law
    New York, NY
  12. Kreg Weigand
    Partner
    KPMG
    Minneapolis, MN

DELEGATES
  1. Gina Adelphia
    Senior Vice President
    Senior Audit Manager
    Northern Trust
    Chicago, IL
  2. John J. Amberg
    Assistant General Counsel, Litigation
    Northern Trust
    Chicago, IL
  3. Gregg Anderson
    Director
    Crowe Horwath LLP
    Chicago, IL
  4. Francisco Avila
    Managing Director,
    Risk Management
    The PrivateBank
    Chicago, IL
  5. Dr. Colleen Baker
    Lecturer
    College of Business, University of Illinois
    Urbana-Champaign
    Champaign, IL
  6. Marc Baum
    General Counsel and
    Chief Administrative Officer
    Serengeti Asset Management
    New York, NY
  7. John Boatright
    Director,
    Center for Social Enterprise
    and Responsibility
    Loyola University Chicago
    Quinlan School of Business
    Chicago, IL
  8. Stacey Bolton
    Senior Vice President
    Global Compliance
    Northern Trust
    Chicago, IL
  9. Kevin J. Burns
    Executive Vice President-
    Chief Risk Officer
    Susquehanna Bancshares, Inc.
    Lititz, PA
  10. Al Cave
    Chief Compliance and
    Ethics Officer
    Northern Trust
    Chicago, IL
  11. Ann Marley Chilton
    Global Compliance Officer and
    Regional Managing Attorney for US/Canada
    ERM
    (Environmental Resources Management)
    Austin, TX
  12. Serhat Cicekoglu
    Director,
    Center for Risk Management
    Loyola University Chicago
    Quinlan School of Business
    Chicago, IL
  13. Jeffrey D. Cohodes
    Executive Vice President
    Chief Risk Officer
    Northern Trust
    Chicago, IL
  14. andré douglas pond cummings
    Interim Dean and Professor of Law
    Indiana Tech Law School
    Fort Wayne, IN
  15. Shari Daw
    Vice President,
    Enterprise Risk Management
    Discover Financial Services
    Riverwoods, IL
  16. Christopher T. DeMent
    Partner
    Quarles & Brady
    Chicago, IL
  17. Jaeson Dubrovay
    Managing Member
    Blackcomb Global Advisors
    Chicago, IL
  18. Mark Eichelberger
    Senior Vice President, Treasury
    Northern Trust
    Chicago, IL
  19. Laurie D. Flom
    Head of Enterprise Risk Management
    The Options Clearing Corp.
    Chicago, IL
  20. Kristin Fox
    Founder & Principal
    FoxInspires LLC
    Chicago, IL
  21. Mary Rose Gage
    Associate General Counsel
    Bank Of America
    Chicago,IL
  22. David Gibbons
    Managing Director
    Alvarez & Marsal and
    Financial Industry Advisory Services
    Chicago, IL
  23. Robert J. Graves
    Partner
    Jones Day
    Chicago, IL
  24. Stephanie Greisch
    Assistant General Counsel
    and Corporate Secretary
    Northern Trust
    Chicago, IL
  25. Nadelle Grossman
    Associate Professor of Law
    Marquette University Law School
    Milwaukee, WI
  26. John Hart
    Attorney
    JPMorgan Chase
    Chicago, IL
  27. Gezinus Hidding
    Business Professor
    Loyola University Chicago,
    Quinlan School of Business
    Chicago, IL
  28. Dora Hines
    Managing Director
    Hinesite Consultants
    Chicago, IL
  29. Patrick D. Hughes
    Senior Director & Insurance
    Regulatory Practice Leader
    Alvarez & Marsal Insurance and
    Risk Advisory Services
    Chicago, IL
  30. Steven V. Hunter
    Partner
    Quarles & Brady
    Chicago, IL
  31. Abol Jalilvad
    Business Professor
    Loyola University Chicago,
    Quinlan School of Business
    Chicago, IL
  32. Andrew A. Kandiew
    Head of Operational Due Diligence
    K2 Advisors LLC
    Stamford, CT
  33. James I. Kaplan
    Partner
    Quarles & Brady
    Chicago, IL
  34. Karen Keefe
    Executive Assistant to the
    Chief Risk Officer
    Northern Trust
    Chicago, IL
  35. Jeffrey Kenyon
    SVP Enterprise Risk Management
    MB Financial, Inc
    Chicago, IL
  36. Robert Kolb
    Business Professor
    Loyola University Chicago,
    Quinlan School of Business
    Chicago, IL
  37. Theresa A. Krebs
    Catastrophe Risk Manager
    North American Property and Speciality
    Lines, ACE Group Inc.
    Philadelphia, PA
  38. Lisa M. Ledbetter
    Partner
    Jones Day
    Washington, D.C.
  1. Tina Lemieux
    Principal
    Lemieux Consulting Group LLC
    Wilmette, IL
  2. Kaitlin Lemmo
    Consultant
    Protiviti Inc.
    New York, NY
  3. Adam H. Litke
    Chief Risk Strategist and Head of
    Enterprise Risk Services
    Bloomberg LLP
    New York, NY
  4. Ben Lum
    Risk Management Professional
    Investment Banking
    Chicago, IL
  5. Cary Lyne
    President & Founder
    CJL Risk Enterprises, LLC
    Chicago, IL
  6. Ronald Melton
    Research Assistant
    Loyola University Chicago,
    School of Law
    Chicago, IL
  7. Greg Merritt
    Partner
    ERM
    Chicago, IL
  8. John McClenahan
    SVP, Head of Risk Management
    Calamos Investments
    Naperville, IL
  9. James McNamee
    President
    IPPFA
    Elgin, IL
  10. Juan Mir
    Senior Vice President
    International Banker
    PNC
    Chicago, IL
  11. Charles W. Murdock
    Professor and Loyola Faculty Scholar
    Loyola University Chicago
    School of law
    Chicago, IL
  12. Michael Neus
    Managing Partner &
    General Counsel
    Perry Capital LLC
    New York, NY
  13. Stanley F. Orszula
    Partner
    Quarles & Brady
    Chicago, IL
  14. Hollis Otero
    Senior Vice President,
    Strategic Risk
    Northern Trust
    Chicago, IL
  15. Kristen N. Pate
    Sr. Assistant General Counsel
    General Growth Properties
    Chicago, IL
  16. Alice Perlin
    Clinical Professor of Writing
    Programs & Instructional Services
    Loyola University Chicago,
    School of Law
    Chicago, IL
  17. Martin Pfinsgraff
    Senior Deputy Comptroller for
    Large Bank Supervision
    Office of the Comptroller of the Currency
    U.S. Department of the Treasury
    Washington, D.C.
  18. Katie Pries
    Senior Vice President,
    Chief Risk Officer
    Northern Trust
    Chicago, IL
  19. Beth Provanzana
    Chief Risk Operating Officer
    Northern Trust
    Chicago, IL
  20. Steven A. Ramirez
    Director,
    Business Law Center
    Loyola University Chicago
    School of law
    Chicago, IL
  21. Robert G. Reiter Jr.
    Secretary-Treasurer
    Chicago Federation of Labor
    Chicago, IL
  22. Brett Schechterman
    Global Head of Fixed Income Platform Solutions
    UBS Global Asset Management
    Chicago, IL
  23. David Schraub
    FSA, MAAA, CERA, AQ
    Staff Fellow – Joint Risk Management
    and Investment Sections
    Society of Actuaries
    Schaumburg, IL
  24. James Schweitzer
    Risk Management Team Leader
    Federal Reserve Bank of Chicago
    Chicago, IL
  25. Herb Seitz
    Senior Vice President,
    Head of Risk Control
    Northern Trust
    Chicago, IL
  26. Christer Setterdahl
    Partner
    ERM
    Chicago, IL
  27. Melissa Sexton
    Executive Director
    Product and Investment Risk
    Morgan Stanley Wealth Management
    New York, NY
  28. Peter Skjodt
    International Advisor
    Danish Insurance Association
    Copenhagen, Denmark
  29. George Slater
    Student
    Loyola University Chicago
    Chicago, IL
  30. Kathleen Swan
    Partner
    Quarles & Brady
    Chicago, IL
  31. Kathryn Toth
    SVP, Senior Operational Risk Manager
    Associated Bank
    Chicago, IL
  32. Caroline Tsai
    Chief Legal Officer,
    U.S. Personal & Commercial
    BMO Financial Group
    Chicago, IL
  33. Cheryl L. Wade
    Professor of Law
    St. John’s University School of Law
    New York, NY
  34. Olivia Wang
    Senior Risk Analyst
    Milliman
    Chicago, IL
  35. Kreg Weigand
    Partner
    KPMG
    Minneapolis, MN
  36. Christopher Williams
    Examiner
    FINRA
    Chicago, IL
  37. Sandra Williams
    Managing Principal
    The Capital Markets Company
    New York, NY
  38. Carol Zatorski
    Senior Vice President
    Northern Trust
    Chicago, IL
  39. Zachary Ziliak
    Financial Services & Private Fund Attorney
    Ziliak, LLC
    Chicago, IL

SPONSORS


PROGRAM SPONSOR
PROGRAM SPONSOR


TABLE SPONSOR

This program has been approved for GARP Continuing Professional Education (CPE) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/cpe. Contact cpe@garp.com with questions about credits.

Share With Your Network
Tweet about this on Twitter
Twitter
Share on LinkedIn
Linkedin
Share on Facebook
Facebook

QUESTIONS ABOUT PARTICIPATING

QUESTIONS ABOUT SPONSORSHIP