New Era for Regulatory Risk

Outlook for Financial Companies

NOVEMBER 30, 2017
EDELMAN
250 HUDSON ST
NEW YORK, NY

DELEGATES

The Skytop Strategies team takes pride in assembling top-tier audiences
to maximize not only the discussion experience and accuracy of
polling results, but the networking experience as well.

This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd.  Contact cpd@garp.com with questions about credits.

  1. Brian Barnier
    Co-Chair & Member, Steering Committee, Achievement Awards Panel
    OCEG
    New York, NY
  2. Marc Baum
    General Counsel and Chief Administrative Officer
    Serengeti Asset Management
    New York, NY
  3. John Beckwith
    Managing Director, Head of Financial Institutions
    GreenPoint Global
    New York, NY
  4. Roman Begelfer
    VP, Markets Compliance at Rabobank North America Wholesale
    RaboBank
  5. Ranjan Bhaduri
    Founder, President & Chief Executive Officer
    Bodhi Research Group
    Toronto, Canada
  6. Kelsey Biggers
    Senior Vice President, Performance and Investment Risk
    Franklin Templeton
    New York, NY
  7. Georges Boivin
    General Counsel
    Apex Fund Services
  8. Lorraine Brown
    Agency / Wealth Management Risk Officer
    NEW YORK LIFE INSURANCE COMPANY
    New York, NY
  9. Thomas A. Cattani, Esq.
    Chief Compliance Officer
    Bruderman Asset Management, L.L.C
    New York, NY
  10. Bill Coffin
    Editor in Chief
    Compliance Weekly
    New York, NY
  11. Richard Cowell
    FVP & Head of Enterprise Risk Management
    Bank Leumi
    New York, NY
  12. Tim Cuddihy
    Managing Director, Enterprise Risk Management
    Depository Trust and Clearing Corporation
    New York, NY
  13. Jeremy Davis
    VP, Media and Event Producer
    Global Association of Risk Professionals (GARP)
    New York, NY
  14. Jerome Desantis
    Sales Director
    Acuris
  15. Julie DiMauro
    Regulatory Intelligence Expert
    Thomson Reuters
    New York, NY
  16. Susie Dwinell
    Executive Director
    Crystal & Co.
  17. Noreen Fierro
    Corporate Chief Compliance Officer
    Guardian Life Insurance Company
    New York, NY
  18. Peter Gyr
    Managing Director and Global General Counsel – Wealth Management
    JP Morgan Asset Management
    New York, NY
  19. Joanne Holden
    Global Pension Risk Governance Manager
    HSBC Bank
    London, UK
  20. William Jannace
    Adjunct Professor of Law
    Fordham University
    New York, NY
  21. Kai-Oliver Klauck
    IFB Americas, Inc.
    Charlotte, NC
  22. Christina Koulias
    Senior Manager, Legal and Governance
    United Nations Global Compact
    New York, NY
  23. Katherine Kuhnert
    Analyst, Financial Institutions Practice
    Aon Risk Solutions
  24. Adam H. Litke
    Chief Risk Strategist and Head of
    Enterprise Risk Services
    Bloomberg LLP
    New York, NY
  25. Simon Lorne
    Vice Chairman, Chief Legal
    Millennium Partners, L.P.
  26. Frederick Magliozzi
    Managing Director
    Protiviti
    New York, NY
  27. Pete Maloney, J.D.
    Lender Placed Insurance Leader
    Aon Risk Solutions
  28. Justin McCarthy
    Chairman of the Global Board
    PRMIA
    Dublin, IRE
  1. J.Philip McEachern II
    Vice President | Internal Audit Group
    American Express Company
    New York, NY
  2. Sean Neary
    Executive Vice President, Corporate Affairs and Financial Communications
    Edelman
    New York, NY
  3. Michael Neus
    Senior Fellow, Program on Corporate Compliance and Enforcement
    NYU Law School
    New York, NY
  4. Alexandra O’Donohue
    Associate General Counsel
    Annaly Capital Management
    New York, NY
  5. Gauresh Patel
    HSBC Bank
    London, UK
  6. Stephen Patnode
    Director of Marketing – Risk Solutions
    Aon Hewitt
    Chicago, IL
  7. Melanie Paty
    Policy & Research Officer
    Principles for Responsible Investment
  8. Eleonora Pechenik
    Senior Vice President, Audit Director, ICG Operations
    Citi
    New York, NY
  9. Karl Petersen
    Managing Director, Deputy Financial Institutions Practice Leader
    Aon Risk Solutions
    New York, NY
  10. Lisa S. Ponti
    VP Institutional Outreach
    Global Association of Risk Professionals (GARP)
    New York, NY
  11. Marc D. Powers
    Partner
    BakerHostetler
    New York, NY
  12. Jacqueline Quintal
    Managing Director, Financial Institutions Practice Leader
    Aon Risk Solutions
    New York, NY
  13. Eduardo Ramos
    EVP, Chief Audit Executive
    American Express Company
    New York, NY
  14. Erin Ross
    General Counsel & Chief Compliance Officer
    Hitchwood Capital Management
    New York, NY
  15. Julia Sahin
    Account Supervisor
    Edelman Financial Communications
    New York, NY
  16. Erica Salmon Byrne
    Executive Vice President and Executive Director, Business Ethics Leadership Alliance
    Ethisphere Institute
    Denver, CO
  17. Adam Schreck
    General Counsel
    Discovery Capital Management, LLC
    Norwalk, CT
  18. Jason Schwartz
    Sales Director
    Acuris
  19. Nicholas Scott
    Secretary & General Counsel
    Spinnaker Insurance Company
    Chester, NJ
  20. Melissa Sexton
    Executive Director, Investment Risk
    Morgan Stanley
    New York, NY
  21. Nora Shettel
    Director of Corporate Finance
    Legg Mason
  22. Andrew Siegel
    Chief Compliance Officer, Chief Regulatory Counsel & Partner
    Perella Weinberg Partners
  23. Petra Slater
    Managing Partner
    Aon Risk Solutions
  24. Mark Szycher
    Managing Director, Public Markets
    GM Asset Management
    New York, NY
  25. Megan Vesely
    General Counsel
    Sigma Analysis & Management
    Toronto, Canada
  26. Jenny Waits
    Senior Policy Analyst
    UNPRI
    Minneapolis, MN
  27. Yizhu Wang
    Fintech Reporter
    Mergermarket
    ​New York, NY
  28. Donald Wesnofske
    Member
    PRMIA New York City Steering Committee
    Founder and Chief Executive Officer
    Risk Officer, Inc.
    New York, NY
  29. DeLisa White
    VP, Multi-Media Content Producer
    Global Association of Risk Professionals (GARP)
    New York, NY
  30. Andrew Wilson
    Senior Vice President, Financial Communications & Capital Markets
    Edelman
    New York, NY

WE THANK OUR SPONSORS

FOR SUPPORTING THIS PROGRAM

HOST SPONSOR

TITLE SPONSOR

PROGRAM SPONSOR

STRATEGIC PARTNERS

This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd.  Contact cpd@garp.com with questions about credits.