New Era for Regulatory Risk

Outlook for Financial Companies

AGENDA

The Skytop Strategies team is dedicated to crafting thought provoking
agendas that are diverse, not only in areas of thought and experience,
but in the broad range of attending speakers.

 This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd.  Contact cpd@garp.com with questions about credits.

Time Description
8:30–8:50 AM Arrival & Continental Breakfast
8:50–9:00 Welcome Remarks
Christopher P. Skroupa, Founder & Chief Executive Officer, Skytop Strategies
9:00-9:35 View from the Top: Managing Risk in the New Regulatory Environment
Moderator:

Panelists:
Peter Gyr, Chief Counsel – Global Alternatives, FICC and Equities (Wealth Management and Investment Solutions), J.P. Morgan Asset Management
Melissa Sexton, Executive Director, Investment Risk, Morgan Stanley
9:35-10:05 Wells Fargo Claw Back: Case Story on the Cost and Long Range Impact of Non Compliance
Moderator:
Panelists:

Justin McCarthy, Chairman of the Global Board, PRMIA
10:05-10:35 Enhanced Prudential Standards: Comparative Best Practices, U.S. & Regionally
Moderator:

Panelists:
Marc Baum, General Counsel and Chief Administrative Officer, Serengeti Asset Management
10:35-11:00 Networking Break
11:00-11:40 The Fundamental Review of the Trading Book: New Regulatory Capital Rules and Their Impact on Banks and Customers
Moderator:

Adam H. Litke, Chief Risk Strategist and Head of Enterprise Risk Services, Bloomberg LLP
Panelists:
John Beckwith, Managing Director, Head of Financial Institutions, GreenPoint Global
Chris Cohen, Chief Operating Officer, RBC Capital Management
Alexandra O’Donohue, Associate General Counsel, Annaly Capital Management
11:40-12:25 PM Regulatory Supervision vs. the Quest for Operational Excellence
Moderator:

William Jannace, Adjunct Professor of Law, Fordham University
Panelists:
Bill Coffin, Editor in Chief, Compliance Weekly
Luana DiCandia, Legal Counsel, Securities Regulatory & Compliance Counsel, Ontario Teachers’ Pension Plan
Megan Vesely, General Counsel, Sigma Analysis & Management
12:25-1:25 Networking Luncheon
1:25-2:20 Regulation YY: Implementation Issues
Presenter:
2:20-2:40 Role of Central Counterparties: Present and Future
Presenter:

Tim Cuddihy, Managing Director, Enterprise Risk Management, Depository Trust and Clearing Corporation
2:40-3:10 Networking Break
3:10-3:55 Evolving Role of the Chief Risk Officer: Before & After 2008
Moderator:

Matt Kelly, Editor & Chief Executive Officer, RadicalCompliance.com
Panelists:
Ranjan Bhaduri, Chief Research Officer, Sigma Analysis & Management Ltd.
Kelsey Biggers, Senior Vice President, Performance and Investment Risk, Franklin Templeton
Mark Szycher, Managing Director, Public Markets, GM Asset Management
3:55-4:40 Outlook for Risk Management: What to Expect from Washington in the Months Ahead
Moderator:

Alex Cacanando, President, NY Chapter, Institute of Internal Auditors (unconfirmed)
Panelists:
Brian Barnier, Co-Chair & Member, Steering Committee, Achievement Awards Panel, OCEG
Michael Neus, Managing Partner and General Counsel, Perry Capital LLC
4:40-4:50 Closing Remarks
4:55 Summit Adjourns

WE THANK OUR SPONSORS

FOR SUPPORTING THIS PROGRAM

STRATEGIC PARTNERS

This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd.  Contact cpd@garp.com with questions about credits.