New Era for Regulatory Risk
Outlook for Financial Companies
NOVEMBER 30, 2017
EDELMAN
250 HUDSON ST
NEW YORK, NY
AGENDA
The Skytop Strategies team is dedicated to crafting thought provoking
agendas that are diverse, not only in areas of thought and experience,
but in the broad range of attending speakers.
This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd. Contact cpd@garp.com with questions about credits.
Time | Description |
---|---|
8:50-9:15 AM | Arrival & Continental Breakfast |
9:15-9:20 | Welcome Remarks Bradley Moody, Chief of Staff, Skytop Strategies |
9:20-9:50 | View from the Top: Managing Risk in the New Regulatory Environment Discussants: Jacqueline Quintal, Managing Director, Financial Institutions Practice Leader, Aon Risk Solutions Peter Gyr, Managing Director and Global General Counsel – Wealth Management, J.P. Morgan Asset Management |
9:50-10:20 | Wells Fargo Claw Back: Case Story on the Cost and Long Range Impact of Non Compliance Discussants: Erica Salmon Byrne, Executive Vice President and Executive Director, Business Ethics Leadership Alliance, Ethisphere Institute Marc D. Powers, Partner, BakerHostetler |
10:20-10:55 | Networking Break |
10:55-11:15 | Washington Report: Legislative Update and Outlook on Regulatory Reform Interviewer: Andrew Wilson, Senior Vice President, Financial Communications & Capital Markets Edelman Interviewee: Marc Baum, General Counsel and Chief Administrative Officer, Serengeti Asset Management |
11:15-11:55 | The Fundamental Review of the Trading Book: New Regulatory Capital Rules and Their Impact on Banks and Customers Discussants: Adam H. Litke, Chief Risk Strategist and Head of Enterprise Risk Services, Bloomberg LLP John Beckwith, Managing Director, Head of Financial Institutions, GreenPoint Global Donald Wesnofske, Member, PRMIA New York Steering Committee, Founder and Chief Executive Officer, Risk Officer Inc. |
11:55-1:05 PM | Networking Luncheon |
1:05-1:45 | Regulatory Supervision vs. the Quest for Operational Excellence Moderator: William Jannace, Adjunct Professor of Law, Fordham University Panelists: Bill Coffin, Editor in Chief, Compliance Week Megan Vesely, General Counsel, Sigma Analysis & Management |
1:45-2:05 | Role of Central Counterparties: Present and Future Presenter: Tim Cuddihy, Managing Director, Enterprise Risk Management, Depository Trust and Clearing Corporation |
2:05-2:35 | Networking Break |
2:35-3:05 | Evolving Role of the Chief Risk Officer: Before & After 2008 Moderator: Jacqueline Quintal, Managing Director, Financial Institutions Practice Leader, Aon Risk Solutions Panelists: Ranjan Bhaduri, Founder, President & Chief Executive Officer, Bodhi Research Group Kelsey Biggers, Senior Vice President, Performance and Investment Risk, Franklin Templeton Mark Szycher, Managing Director, Public Markets, GM Asset Management |
3:05-3:45 | Outlook for Risk Management: Confusing Financial Market Regulations and Related Complications Discussants: Brian Barnier, Co-Chair & Member, Steering Committee, Achievement Awards Panel, OCEG Michael Neus, Senior Fellow, Program on Corporate Compliance and Enforcement, NYU Law School |
3:45-3:50 | Closing Remarks |
3:50 | Summit Adjourns, Networking Reception Begins |
WE THANK OUR SPONSORS
FOR SUPPORTING THIS PROGRAM
HOST SPONSOR
TITLE SPONSOR
PROGRAM SPONSOR
STRATEGIC PARTNERS
This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd. Contact cpd@garp.com with questions about credits.