New Era for Regulatory Risk

Outlook for Financial Companies

NOVEMBER 30, 2017
EDELMAN
250 HUDSON ST
NEW YORK, NY

AGENDA

The Skytop Strategies team is dedicated to crafting thought provoking
agendas that are diverse, not only in areas of thought and experience,
but in the broad range of attending speakers.

 This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd.  Contact cpd@garp.com with questions about credits.

Time Description
8:50-9:15 AM Arrival & Continental Breakfast
9:15-9:20 Welcome Remarks
Bradley Moody, Chief of Staff, Skytop Strategies
9:20-9:50 View from the Top: Managing Risk in the New Regulatory Environment
Discussants:

Jacqueline Quintal, Managing Director, Financial Institutions Practice Leader, Aon Risk Solutions
Peter Gyr, Managing Director and Global General Counsel – Wealth Management, J.P. Morgan Asset Management
9:50-10:20 Wells Fargo Claw Back: Case Story on the Cost and Long Range Impact of Non Compliance
Discussants:
Erica Salmon Byrne, Executive Vice President and Executive Director, Business Ethics Leadership Alliance, Ethisphere Institute
Marc D. Powers, Partner, BakerHostetler
10:20-10:55 Networking Break
10:55-11:15 Washington Report: Legislative Update and Outlook on Regulatory Reform
Interviewer:

Andrew Wilson, Senior Vice President, Financial Communications & Capital Markets Edelman
Interviewee:
Marc Baum, General Counsel and Chief Administrative Officer, Serengeti Asset Management
11:15-11:55 The Fundamental Review of the Trading Book: New Regulatory Capital Rules and Their Impact on Banks and Customers
Discussants:

Adam H. Litke, Chief Risk Strategist and Head of Enterprise Risk Services, Bloomberg LLP
John Beckwith, Managing Director, Head of Financial Institutions, GreenPoint Global
Donald Wesnofske, Member, PRMIA New York Steering Committee, Founder and Chief Executive Officer, Risk Officer Inc.
11:55-1:05 PM Networking Luncheon
1:05-1:45 Regulatory Supervision vs. the Quest for Operational Excellence
Moderator:

William Jannace, Adjunct Professor of Law, Fordham University
Panelists:
Bill Coffin, Editor in Chief, Compliance Week
Megan Vesely, General Counsel, Sigma Analysis & Management
1:45-2:05 Role of Central Counterparties: Present and Future
Presenter:

Tim Cuddihy, Managing Director, Enterprise Risk Management, Depository Trust and Clearing Corporation
2:05-2:35 Networking Break
2:35-3:05 Evolving Role of the Chief Risk Officer: Before & After 2008
Moderator:

Jacqueline Quintal, Managing Director, Financial Institutions Practice Leader, Aon Risk Solutions
Panelists:
Ranjan Bhaduri, Founder, President & Chief Executive Officer, Bodhi Research Group
Kelsey Biggers, Senior Vice President, Performance and Investment Risk, Franklin Templeton
Mark Szycher, Managing Director, Public Markets, GM Asset Management
3:05-3:45 Outlook for Risk Management: Confusing Financial Market Regulations and Related Complications
Discussants:

Brian Barnier, Co-Chair & Member, Steering Committee, Achievement Awards Panel, OCEG
Michael Neus, Senior Fellow, Program on Corporate Compliance and Enforcement, NYU Law School
3:45-3:50 Closing Remarks
3:50 Summit Adjourns, Networking Reception Begins

WE THANK OUR SPONSORS

FOR SUPPORTING THIS PROGRAM

HOST SPONSOR

TITLE SPONSOR

PROGRAM SPONSOR

STRATEGIC PARTNERS

This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd.  Contact cpd@garp.com with questions about credits.