New Era for Regulatory Risk
Outlook for Financial Companies
SEPTEMBER 2017
NEW YORK, NY
AGENDA
The Skytop Strategies team is dedicated to crafting thought provoking
agendas that are diverse, not only in areas of thought and experience,
but in the broad range of attending speakers.
This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd. Contact cpd@garp.com with questions about credits.
| Time | Description |
|---|---|
| 8:30–8:50 AM | Arrival & Continental Breakfast |
| 8:50–9:00 | Welcome Remarks Christopher P. Skroupa, Founder & Chief Executive Officer, Skytop Strategies |
| 9:00-9:35 | View from the Top: Managing Risk in the New Regulatory Environment Moderator: Panelists: Peter Gyr, Chief Counsel – Global Alternatives, FICC and Equities (Wealth Management and Investment Solutions), J.P. Morgan Asset Management Melissa Sexton, Executive Director, Investment Risk, Morgan Stanley |
| 9:35-10:05 | Wells Fargo Claw Back: Case Story on the Cost and Long Range Impact of Non Compliance Moderator: Panelists: Justin McCarthy, Chairman of the Global Board, PRMIA |
| 10:05-10:35 | Enhanced Prudential Standards: Comparative Best Practices, U.S. & Regionally Moderator: Panelists: Marc Baum, General Counsel and Chief Administrative Officer, Serengeti Asset Management |
| 10:35-11:00 | Networking Break |
| 11:00-11:40 | The Fundamental Review of the Trading Book: New Regulatory Capital Rules and Their Impact on Banks and Customers Moderator: Adam H. Litke, Chief Risk Strategist and Head of Enterprise Risk Services, Bloomberg LLP Panelists: John Beckwith, Managing Director, Head of Financial Institutions, GreenPoint Global Chris Cohen, Chief Operating Officer, RBC Capital Management Alexandra O’Donohue, Associate General Counsel, Annaly Capital Management |
| 11:40-12:25 PM | Regulatory Supervision vs. the Quest for Operational Excellence Moderator: William Jannace, Adjunct Professor of Law, Fordham University Panelists: Bill Coffin, Editor in Chief, Compliance Weekly Luana DiCandia, Legal Counsel, Securities Regulatory & Compliance Counsel, Ontario Teachers’ Pension Plan Megan Vesely, General Counsel, Sigma Analysis & Management |
| 12:25-1:25 | Networking Luncheon |
| 1:25-2:20 | Regulation YY: Implementation Issues Presenter: |
| 2:20-2:40 | Role of Central Counterparties: Present and Future Presenter: Tim Cuddihy, Managing Director, Enterprise Risk Management, Depository Trust and Clearing Corporation |
| 2:40-3:10 | Networking Break |
| 3:10-3:55 | Evolving Role of the Chief Risk Officer: Before & After 2008 Moderator: Matt Kelly, Editor & Chief Executive Officer, RadicalCompliance.com Panelists: Ranjan Bhaduri, Chief Research Officer, Sigma Analysis & Management Ltd. Kelsey Biggers, Senior Vice President, Performance and Investment Risk, Franklin Templeton Mark Szycher, Managing Director, Public Markets, GM Asset Management |
| 3:55-4:40 | Outlook for Risk Management: What to Expect from Washington in the Months Ahead Moderator: Alex Cacanando, President, NY Chapter, Institute of Internal Auditors (unconfirmed) Panelists: Brian Barnier, Co-Chair & Member, Steering Committee, Achievement Awards Panel, OCEG Michael Neus, Managing Partner and General Counsel, Perry Capital LLC |
| 4:40-4:50 | Closing Remarks |
| 4:55 | Summit Adjourns |
WE THANK OUR SPONSORS
FOR SUPPORTING THIS PROGRAM
STRATEGIC PARTNERS
This program has been approved for GARP Continuing Professional Development (CPD) credits and is eligible for 7 credits. If you are a Certified FRM or ERP, please record this activity in your Credit Tracker at www.garp.org/#!/cpd. Contact cpd@garp.com with questions about credits.
